This official website is maintained by the Settlement Administrator retained and supervised by Class Counsel. Below are links to certain Court documents related to the Settlements.

Final Approval and Fee Motions

• 8.18.22 Plaintiffs’ Motion for Final Approval of Class Action Settlements with Defendants JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., Westpac Banking Corporation, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, National Australia Bank Limited, Morgan Stanley and Morgan Stanley Australia Limited, Credit Suisse AG and Credit Suisse Group AG, BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 8.18.22 Plaintiffs’ Memorandum of Law in Support of Motion for Final Approval of Class Action Settlements with Defendants JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., Westpac Banking Corporation, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, National Australia Bank Limited, Morgan Stanley and Morgan Stanley Australia Limited, Credit Suisse AG and Credit Suisse Group AG, BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 8.18.22 Joint Declaration of Vincent Briganti and Christopher Lovell in Support of (A) Plaintiffs’ Motion for Final Approval of Class Action Settlements; and (B) Class Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses
• Declaration of Gina M. Ratto in Support of Plaintiffs’ Motion for Final Approval of the Class Action Settlements, and Class Counsel’s Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
• 8.18.22 Notice of Motion for Class Counsel’s Application for Award of Attorneys’ Fees and Reimbursement of Expenses
• 8.18.22 Memorandum of Law in Support of Class Counsel’s Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
• 8.18.22 [Proposed] Order Granting Class Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Expenses
• 8.18.22 Declaration of Benjamin M. Jaccarino, Esq., on Behalf of Lovell Stewart Halebian Jacobson LLP in Support of Plaintiffs’ Counsel’s Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
• Exhibit A – Fee Compensable Lodestar Chart by Timekeeper
• Exhibit B – Category Chart by Timekeeper
• Exhibit C – Expenses by Chart by Category
• Exhibit D – Firms Resume
• 8.18.22 Declaration of Vincent Briganti on Behalf of Lowey Dannenberg, P.C. in Support of Class Counsel’s Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
• 8.18.22 Declaration of Todd A. Seaver on Behalf of Berman Tabacco in Support of Plaintiffs’ Counsel’s Motion for Award of Attorneys’ Fees and Reimbursement of Expenses

Second Amended Class Action Complaint

• Second Amended Class Action Complaint

Court Orders

• 11.2.2022 Notice of Motion in Support of the Plan of Distribution
• 8.3.22 Notice of Motion in Support of the Plan of Distribution
• 8.3.22 Memorandum in Support of the Motion for Preliminary Approval of the Proposed Plan of Distribution
• 8.27.21 - Order Adjourning Motion for Conditional Class Certification – Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, National Australia Bank Limited, Morgan Stanley, and Morgan Stanley Australia Limited
• 07.16.21 – Order Adjourning Motion for Conditional Class Certification – Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, National Australia Bank Limited, Morgan Stanley, and Morgan Stanley Australia Limited
• 6.22.21 – Order Adjourning Motion for Conditional Class Certification – Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, National Australia Bank Limited, Morgan Stanley, and Morgan Stanley Australia Limited
• 2.13.20 Memorandum Opinion Concerning Defendants’ Rule 12 Motions to Dismiss dated February 13, 2020.
• 5.11.21 Memorandum Opinion Concerning Certain Defendants’ Rule 12(c) Motions for Judgment on the Pleadings dated May 11, 2021
• 12.18. 20 Memorandum and Order Concerning Certain Defendants’ Motion for Reconsideration dated December 20, 2018.
• 11.26.18 Memorandum and Opinion Concerning Defendants’ Rule 12(b)(1) and 12(b)(6) Motions to Dismiss dated November 26, 2018.
• 11.26.18 Opinion Concerning Defendants’ Rule 12 Motions to dismiss dated November 26, 2018.

Settlement with JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.

• 11.2.22 Final Approval Order of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 1.13.22 - Second Amendment to Stipulation and Agreement of Settlement as to Defendants JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• 3.2.21 - Amendment to Stipulation and Agreement of Settlement between Representative Plaintiffs and JPMorgan dated March 1, 2021
• 11.21.18 – Stipulation and Agreement of Settlement between Representative Plaintiffs and JP Morgan dated November 20, 2018
• 5.11.22 - Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 2.1.22 - Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendants JP Morgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendants JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 1.13.22 – Notice of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation and for Orders Approving Class Notice Plan and Scheduling Hearing for Final Approval of Settlements
• 1.13.22 - Plaintiffs’ Memorandum of Law in Support of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlements with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation, and for Orders Approving Class Notice Plan and Scheduling Final Approval of Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Morgan Stanley and Morgan Stanley Australia Limited
• 1.13.22 - Joint Declaration of Vincent Briganti and Christopher McGrath
• Exhibit 1 – Declaration of Linda V. Young
• Exhibit 2 – Proposed Long Form Notice
• Exhibit 3 – Proposed Publication Notice
• Exhibit 4 – Second Amendment to Stipulation and Agreement of Settlement as to Defendants JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• Exhibit 5 – Amendment to Stipulation and Agreement of Settlement as to Defendant Westpac Banking Corporation
• Exhibit 6 – Amendment to Stipulation and Agreement of Settlement as to Defendant Morgan Stanley
• Exhibit 7 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JP Morgan Chase & Co. and JPMorgan Chase Bank, N.A.
• Exhibit 8 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• Exhibit 9 – [Amended Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Morgan Stanley
• Exhibit 10 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• Exhibit 11 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Commonwealth Bank of Australia
• Exhibit 12 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with National Australia Bank Limited
• 3.30.21 – Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 3.2.21 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 3.2.21 - Joint Declaration of Vincent Briganti and Christopher McGrath
• Exhibit 2 – Amendment to Stipulation and Agreement of Settlement between Representative Plaintiffs and JPMorgan dated March 1, 2021
• 11.28.18 – Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A.
• 11.21.18 - Unopposed Motion for Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• 11.21.18 – Plaintiffs’ Memorandum of Law in Support of Unopposed Motion for Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• 11.21.18 Declaration of Vincent Briganti and Christopher Lovell
• Exhibit 1 – Stipulation and Agreement of Settlement between Representative Plaintiffs and JPMorgan date November 20, 2018
• Exhibit 2 – Lowey Dannenberg Firm Resume
• Exhibit 3 – Lovell Stewart Firm Resume

Settlement with Westpac Banking Corporation

• 11.2.22 Final Approval Order of Class Action Settlement with Westpac Banking Corporation
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of Westpac Banking Corporation
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with Westpac Banking Corporation
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of Westpac Banking Corporation
• 1.13.22 - Amendment to Stipulation and Agreement of Settlement as to Defendant Westpac Banking Corporation
• 3.2.21 - Stipulation and Agreement of Settlement between Representative Plaintiffs and Westpac Banking Corporation dated March 1, 2021
• 5.11.22 – Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• 2.1.22- Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Westpac Banking Corporation
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Westpac Banking Corporation
• 1.13.22 – Notice of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation and for Orders Approving Class Notice Plan and Scheduling Hearing for Final Approval of Settlements
• 1.13.22 - Plaintiffs’ Memorandum of Law in Support of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlements with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation, and for Orders Approving Class Notice Plan and Scheduling Final Approval of Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Morgan Stanley and Morgan Stanley Australia Limited
• 1.13.22 - Joint Declaration of Vincent Briganti and Christopher McGrath
• Exhibit 1 – Declaration of Linda V. Young
• Exhibit 2 – Proposed Long Form Notice
• Exhibit 3 – Proposed Publication Notice
• Exhibit 4 – Second Amendment to Stipulation and Agreement of Settlement as to Defendants JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• Exhibit 5 – Amendment to Stipulation and Agreement of Settlement as to Defendant Westpac Banking Corporation
• Exhibit 6 – Amendment to Stipulation and Agreement of Settlement as to Defendant Morgan Stanley
• Exhibit 7 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JP Morgan Chase & Co. and JPMorgan Chase Bank, N.A.
• Exhibit 8 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• Exhibit 9 – [Amended Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Morgan Stanley
• Exhibit 10 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• Exhibit 11 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Commonwealth Bank of Australia
• Exhibit 12 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with National Australia Bank Limited
• 3.30.21 – Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• 3.2.21 – Notice of Motion for Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation, for a Superseding Order for Conditional Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and for an Order Issuing Class Notice of Proposed Settlements with Westpac and JPMorgan
• 3.2.21 – Plaintiffs’ Memorandum of Law in Support of Motion for Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation, for a Superseding Order for Conditional Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and for an Order Issuing Class Notice of Proposed Settlements with Westpac and JPMorgan
• 3.2.21 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• 3.2.21 - Joint Declaration of Vincent Briganti and Christopher McGrath
• Exhibit 1 – Stipulation and Agreement of Settlement as to Defendant Westpac Banking Corporation
• Exhibit 3 – Declaration of Linda V. Young
• Exhibit 4 – Long Form Notice
• Exhibit 5 – Publication Notice
• Exhibit 6 – Lowey Dannenberg Firm Resume
• Exhibit 7 – Lovell Stewart Firm Resume

Settlement with Australia and New Zealand Banking Group Limited

• 11.2.22 Final Approval Order of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of Australia and New Zealand Banking Group Ltd.
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of Australia and New Zealand Banking Group Ltd.
• 12.10.21 – Stipulation and Agreement of Settlement as to Defendant Australia and New Zealand Banking Group Ltd.
• 5.11.22 - Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• 2.1.22 - Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Australia and New Zealand Banking Group Ltd.
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Australia and New Zealand Banking Group Ltd.
• 12-10-21 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• 12.10.21 – Notice of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Memorandum of Law in Support of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Declaration of Vincent Briganti and Christopher McGrath

Settlement with Commonwealth Bank of Australia

• 11.2.22 Final Approval Order of Class Action Settlement with Commonwealth Bank of Australia
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of Commonwealth Bank of Australia
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with Commonwealth Bank of Australia
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of Commonwealth Bank of Australia
• 12.10.21 – Stipulation and Agreement of Settlement as to Defendant Commonwealth Bank of Australia
• 5.11.22 - Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Commonwealth Bank of Australia
• 2.1.22 - Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Commonwealth Bank of Australia
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant Commonwealth Bank of Australia
• 12-10-21 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Commonwealth Bank of Australia
• 12.10.21 – Notice of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Memorandum of Law in Support of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Declaration of Vincent Briganti and Christopher McGrath

Settlement with National Australia Bank Limited

• 11.2.22 Final Approval Order of Class Action Settlement with National Australia Bank Limited
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of National Australia Bank Limited
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with National Australia Bank Limited
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of National Australia Bank Limited
• 12.10.21 – Stipulation and Agreement of Settlement as to Defendant National Australia Bank Limited
• 5.11.22 - Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Order Granting Conditional Class Certification for Purposes of Class Action Settlement with National Australia Bank Limited
• 2.1.22 - Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant National Australia Bank Limited
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendant National Australia Bank Limited
• 12-10-21 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with National Australia Bank Limited
• 12.10.21 – Notice of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Memorandum of Law in Support of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Declaration of Vincent Briganti and Christopher McGrath

Settlement with Morgan Stanley and Morgan Stanley Australia Limited

• 11.2.22 Final Approval Order of Class Action Settlement with Morgan Stanley
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of Morgan Stanley
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with Morgan Stanley
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of Morgan Stanley
• 1.13.22 - Amendment to Stipulation and Agreement of Settlement as to Defendant Morgan Stanley
• 12.10.21 – Stipulation and Agreement of Settlement as to Defendant Morgan Stanley
• 5.11.22 - Order Modifying Approved Class Notice Plan and Scheduled Hearing for Final Approval of Class Action Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co, and JPMorgan Chase Bank, N.A., and Morgan Stanley and Morgan Stanley Australia Limited
• 2.1.22 - Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Morgan Stanley
• 2.1.22 - Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendants Morgan Stanley and Morgan Stanley Australia Limited
• 1.13.22 – [Proposed] Order Approving Class Notice Plan and Scheduling Hearing for Final Approval of Class Action Settlement with Defendants Morgan Stanley and Morgan Stanley Australia Limited
• 1.13.22 – Notice of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlement with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation and for Orders Approving Class Notice Plan and Scheduling Hearing for Final Approval of Settlements
• 1.13.22 - Plaintiffs’ Memorandum of Law in Support of Motion for Superseding Orders for Conditional Class Certification for Purposes of Class Action Settlements with JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Westpac Banking Corporation, and for Orders Approving Class Notice Plan and Scheduling Final Approval of Settlements with Westpac Banking Corporation, Australia and New Zealand Banking Group Limited, Commonwealth Bank of Australia, National Australia Bank Limited, JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. and Morgan Stanley and Morgan Stanley Australia Limited
• 1.13.22 - Joint Declaration of Vincent Briganti and Christopher McGrath
• Exhibit 1 – Declaration of Linda V. Young
• Exhibit 2 – Proposed Long Form Notice
• Exhibit 3 – Proposed Publication Notice
• Exhibit 4 – Second Amendment to Stipulation and Agreement of Settlement as to Defendants JPMorgan Chase & Co. and JP Morgan Chase Bank, N.A.
• Exhibit 5 – Amendment to Stipulation and Agreement of Settlement as to Defendant Westpac Banking Corporation
• Exhibit 6 – Amendment to Stipulation and Agreement of Settlement as to Defendant Morgan Stanley
• Exhibit 7 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with JP Morgan Chase & Co. and JPMorgan Chase Bank, N.A.
• Exhibit 8 – [Proposed] Superseding Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Westpac Banking Corporation
• Exhibit 9 – [Amended Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Morgan Stanley
• Exhibit 10 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Australia and New Zealand Banking Group Ltd.
• Exhibit 11 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Commonwealth Bank of Australia
• Exhibit 12 - [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with National Australia Bank Limited
• 12-10-21 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Morgan Stanley and Morgan Stanley Australia Limited
• 12.10.21 – Notice of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Memorandum of Law in Support of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Declaration of Vincent Briganti and Christopher McGrath

Settlement with Credit Suisse AG and Credit Suisse Group AG

• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of Credit Suisse AG and Credit Suisse Group AG
• 11.2.22 Final Approval Order of Class Action Settlement with Credit Suisse AG and Credit Suisse Group AG
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of Credit Suisse AG and Credit Suisse Group AG
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with Credit Suisse AG and Credit Suisse Group AG
• 4.29.22 - Stipulation and Agreement of Settlement as to Defendants Credit Suisse AG and Credit Suisse Group AG dated January 21, 2022
• 5.11.22 – Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Credit Suisse AG and Credit Suisse Group AG
• 4.29.22 - Stipulation and Agreement of Settlement as to Defendants Credit Suisse AG and Credit Suisse Group AG dated January 21, 2022
• 12.10.21 – Notice of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Memorandum of Law in Support of Consolidated Motion for Conditional Class Certification for Purposes of Class Action Settlements with Morgan Stanley and Morgan Stanley Australia Limited, Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, and National Australia Bank Ltd.
• 12.10.21 – Declaration of Vincent Briganti and Christopher McGrath

Settlement with BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC and UBS AG

• 11.2.22 Final Approval Order of Class Action Settlement with BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 11.2.22 Final Judgment and Order of Dismissal with Prejudice of BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 8.18.22 [Proposed] Final Approval Order of Class Action Settlement with BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 8.18.22 [Proposed] Final Judgment of Dismissal with Prejudice of BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 4.29.22 -Stipulation and Agreement of Settlement as to Defendants BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 5.11.22 - Order Granting Conditional Class Certification for Purposes of Class Action Settlements with Defendants BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC, and UBS AG
• 4.29.22 – [Proposed] Order Granting Conditional Class Certification for Purposes of Class Action Settlement with Credit Suisse AG and Credit Suisse Group AG
• 4.29.22 - Notice of Motion for Conditional Class Certification for Purposes of Class Action Settlements with Defendants Credit Suisse AG and Credit Suisse Group AG, and Defendants BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC and UBS AG and for Orders Approving Class Notice Plan and Scheduling Hearing for Final Approval
• 4.29.22 - Plaintiffs’ Memorandum of Law in Support of Motion for Conditional Class Certification for Purposes of Class Action Settlements with Defendants Credit Suisse AG and Credit Suisse Group AG, and Defendants BNP Paribas, S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland PLC and UBS AG and for Orders Approving Class Notice Plan and Scheduling Hearing for Final Approval
• 4.29.22 -Joint Declaration of Vincent Briganti and Christopher McGrath
• 4.29.22 -Mailed Notice
• 4.29.22 -Publication Notice

Administration of Class Notice and Requests for Exclusion

• 10.24.22 Judge Kaplan Order Regarding Request for Exclusion
• 10.20.22 Letter to Judge Lewis A. Kaplan
• 10.17.22 Letter to Judge Lewis A. Kaplan
• 10.17.22 Declaration of Jack Ewashko on Behalf of A.B. Data, Ltd, Regarding Requests for Exclusion
• 10.17.22 Declaration of Rust Consulting, Inc. Regarding Mailing of the Notice Packet to Certain Potential Settlement Class Members
• 10.17.22 Declaration of Adam S. Mintz Regarding Mailing of the Notice to Certain Potential Settlement Class Members
• 10.17.22 Declaration of Jason M. Stinehart (On Behalf of Rust Consulting, Inc.) Regarding Mailing the Settlement Notice to Certain Potential Settlement Class Members
• Counsels' Letter to Judge Dated August 1, 2022
• Declaration of Jack Ewashko on Behalf of A.B. Data, Ltd. Regarding Notice Administration